2024-04-29-世界银行-萨赫勒地区的融合_如何将人道主义现金援助与国家社会保护系统联系起来_(英)_8页_3mb
报告摘要
CONVERGENCE IN THE SAHEL: Linking Humanitarian Cash Assistance and National Social Protection Systems Summary
1 Background & Key Messages
Convergence
- Definition: Effective coordination and alignment of humanitarian and development initiatives toward a shared national vision for social protection. Merging separate elements for greater efficiency and effectiveness.
- Importance: Aids cross-learning, prevents duplication, ensures better coverage, reduces transaction costs, speeds up response times. Crucial in the Sahel due to compounded crises limiting fiscal space.
- Nature: A fluid concept where some program elements are easier to harmonize than others.
SAHES Context
- Growing overlap between humanitarian assistance (short-term, volatile contexts) and national social protection systems (long-term, predictable, focuses on structural poverty).
- Opportunities exist, especially in protracted crises, to better connect humanitarian assistance to national social protection systems.
Factors Influencing Convergence
- Enablers: Mature/trusted national systems, established partnerships & collaboration history, government leadership (especially for adaptive systems), alignment with global commitments (e.g., Common Donor Approach), donor funding/ administrative policies.
- Barriers:
- Irreconcilable program elements/ conflicting priorities/objectives
- Insufficient government leadership & political economy issues (winners/losers)
- Incompatible administrative procedures/data systems
- Lack of awareness of global commitments
- Short funding cycles vs. government planning cycles
- Vested interests hindering changes
2 How is Convergence Understood?
- A study analyzes divergence through six country case studies in the Sahel (Burkina Faso, Chad, Mali, Mauritania, Niger, Senegal).
- Assesses convergence across 16 program elements grouped into categories: National Policy, Program Objectives, Program Design, Program Implementation, along a spectrum from Standalone/Parallel to National System Led Response/Piggybacking/Alignment.
- Convergence exists on a continuum rather than being an "either/or".
3 Main Highlights
Why isn't there more convergence?
- Maturity & Leadership: Countries with less mature systems and less government leadership see lower convergence (e.g., Burkina Faso, Chad, Mali, Niger vs. Senegal, Mauritania).
- Global Commitments but Limited Practice: Existence of (e.g., Common Donor Approach) but often not operationalized at country level. Donors sometimes fund parallel systems despite goals.
- Political Economy & Institutional Challenges: These are major hurdles across all countries, making convergence difficult. Different priorities, fears of loss of influence/resources, unclear mandates, competition between actors.
Opportunities for Greater Convergence
- Target Key Elements: Focus on potentially easier elements (e.g., payment system alignment, outreach coordination, same financial service provider) than harder ones (e.g., eligibility criteria, transfer values).
- Collaborate: Utilize existing coordination mechanisms, partnerships with local authorities/civil society, share information.
- Build on Commonalities: Use shared platform infrastructure, leverage common frontline delivery staff for outreach and communication.
- Registration/Data: While challenging (issues of interoperability & data protection), developing or harmonizing national registries can significantly aid convergence.
Five Key Recommendations
- Prioritize Convergence: Make it an explicit goal to avoid funding parallel systems. Translate global commitments into action at country level.
- Address Sensitivities: Acknowledge political economy challenges and actors' vested interests. Use dialogue to overcome disincentives.
- Focus on Missed Opportunities: Leverage synergies (e.g., shared planning, payment systems) and find joint funders to increase resources. Avoid overlapping efforts.
- Build Unified Tools: Develop shared identification, financial management systems, and service delivery platforms.
- Be Patient: Prepare for a long-term process. Consensus building and sustained coordination are essential to overcome deep differences and inertia.
Endnotes & References (Summary Context)
- Studies support benefits but note potentials drawbacks like inadequate transfer values.
- Lists key enabling mechanisms (Coordination groups, National Response Plans etc.), summarizes relevant research (O'Brien et al., SASPP Flagship Report).
- Acknowledges the role of large donors (EU, UN Agencies) and identifies key obstacles.
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