EBA欧洲银行-EBA-GL-2017-14-CT-GLs-on-supervision-of-significant-branches_4页_212kb

EBA Guidelines on Supervision of Significant Branches Compliance Summary

Overview

This document provides a compliance status table for the EBA's Guidelines on supervision of significant branches, issued under EBA/GL/2017/14 on 1 November 2017, with an application date of 1 January 2018 (updated to 5 June 2018). The table outlines the compliance status of competent authorities from EU Member States, EU Institutions, and EEA EFTA States.

Core Content

The guidelines address the identification and supervision of significant (and significant-plus) branches within financial institutions. They are intended to ensure consistent and effective supervision across the European Union.

Compliance Status

EU Member States

EU Institutions - Agencies

EEA EFTA States

Key Notes

• Notification Requirement: Article 16(3) of the EBA's Regulations requires national competent authorities to inform the EBA of their compliance or intention to comply with the guidelines.
• Non-compliance Definition: If a competent authority continues to intend to comply after the application date, it will be considered non-compliant unless:
  • The guidelines relate to an institution or instrument that does not exist in the jurisdiction, or
  • Legislative or regulatory proceedings have been initiated to align national measures with the guidelines.
• Accuracy Disclaimer: The EBA does not accept responsibility for the accuracy of the information provided by competent authorities.
• Contact Information: For further details on a specific competent authority's position, contact should be made directly with that authority. Information can be found on the EBA's website: www.eba.europa.eu.