EBA欧洲银行-EBA-GL-2014-07-Compliance-Table-Guidelines-on-Data-collection-exercise-regarding-high-earners_8页_237kb

EBA/GL/2014/07 Compliance Summary

Core Content

The document outlines the compliance status of national competent authorities with the EBA Guidelines (EBA/GL/2014/07) on the data collection exercise regarding high earners, published on 16 July 2014. It provides a list of Member States and EEA-EFTA States, indicating whether their respective competent authorities comply or intend to comply with the guidelines.

Main Points

• EBA Regulation Article 16(3): Requires national competent authorities to inform the EBA whether they comply or intend to comply with each issued guideline or recommendation.
• Compliance Status: Most competent authorities from Member States and EEA-EFTA States have confirmed compliance or intend to comply with the guidelines.
• Non-compliance or Partial Compliance: The competent authority in Iceland has indicated partial compliance, due to legal and constitutional constraints that prevent the full implementation of EBA guidelines.

Compliance Table Summary

Key Information

• Compliance Deadline: Most competent authorities have either already complied or have expressed intent to do so.
• Icelandic Exception: The Icelandic competent authority is not legally obligated to comply with EBA guidelines until they are incorporated into Icelandic law, which is currently not the case due to constitutional constraints.
• Liechtenstein: Will implement the guidelines in line with the timeline of its CRD IV/CRR legislation, and has the possibility to amend compliance confirmations.
• UK: The UK has multiple competent authorities (Prudential Regulation Authority, Financial Conduct Authority, and Financial Services Commission in Gibraltar) all of which are in compliance.
• Responsibility: The EBA does not accept responsibility for the accuracy of the information provided by the competent authorities and recommends contacting them directly for more detailed information.

Conclusion

The EBA/GL/2014/07 guidelines on data collection for high earners are generally being complied with by competent authorities across the EU and EEA-EFTA region. However, there are notable exceptions, particularly in Iceland, where legal and constitutional issues hinder full compliance. The EBA encourages further communication with the competent authorities for clarification and updates on their compliance status.