EBA欧洲银行-EBA-GL-2013-02-Updated-Compliance-table-FX-Lending_7页_226kb

报告摘要

EBA/GL/2013/02 Appendix 1 Summary

Core Content

This document is an Appendix to the EBA Guidelines (EBA/GL/2013/02) on capital measures for foreign currency lending to unhedged borrowers under the Supervisory Review and Evaluation Process (SREP), published on 20th December 2013. It provides an overview of the compliance status of competent authorities across EU member states and other jurisdictions with these guidelines.

The document includes a compliance table listing the member states and their respective competent authorities, indicating whether they comply or intend to comply with the guidelines, along with comments from the EBA.

Compliance Status Overview

Member State	Competent Authority	Compliance Status	Comments
Belgium	National Bank of Belgium	Yes	NBB initially missed some compliance notifications but has since corrected the draft annual report.
Bulgaria	Bulgarian National Bank	No response	Competent Authority failed to provide notification of compliance.
Czech Republic	Czech National Bank	Yes	-
Denmark	Danish Financial Supervisory Authority	Yes	-
Germany	Federal Financial Supervisory Authority	No response	Competent Authority failed to provide notification of compliance.
Estonia	Financial Supervision Authority	Yes	-
Ireland	Central Bank of Ireland	Yes	-
Greece	Bank of Greece	No response	Competent Authority failed to provide notification of compliance.
Croatia	National Bank of Croatia	Yes	-
Spain	Bank of Spain	Yes	-
France	Prudential Supervisory & Resolution Authority	Yes	-
Italy	Bank of Italy	No response	Competent Authority failed to provide notification of compliance.
Cyprus	Central Bank of Cyprus	No response	Competent Authority failed to provide notification of compliance.
Latvia	Financial and Capital Market Commission	Yes	-
Lithuania	Bank of Lithuania	No response	Competent Authority failed to provide notification of compliance.
Luxembourg	Commission for the Supervision of Financial Sector	Yes	-
Hungary	National Bank of Hungary	Yes	-
Malta	Malta Financial Services Authority	Yes	-
Netherlands	National Bank of Netherlands	No response	Competent Authority failed to provide notification of compliance.
Austria	Financial Market Authority	Yes	-
Poland	Polish Financial Supervision Authority	Yes	-
Portugal	Bank of Portugal	No response	Competent Authority failed to provide notification of compliance.
Romania	National Bank of Romania	Yes	-
Slovenia	Bank of Slovenia	Yes	-
Slovakia	National Bank of Slovakia	Yes	-
Finland	Finnish Financial Supervisory Authority	No response	Competent Authority failed to provide notification of compliance.
Sweden	Swedish Financial Supervisory Authority	Yes	-
United Kingdom	Prudential Regulation Authority, Financial Conduct Authority	Yes	-
Iceland	Icelandic Financial Supervisory Authority	No response	Competent Authority failed to provide notification of compliance.
Liechtenstein	Financial Market Authority	Yes	-
Norway	Norwegian Financial Supervisory Authority	Yes	Updated 18 March 2016

Main Points

Compliance Requirement: Article 16(3) of the EBA Regulation mandates that competent authorities must inform the EBA of their compliance or intention to comply with its guidelines and recommendations.
Compliance Status: A majority of competent authorities across the listed countries comply with the guidelines. Some have provided no response, indicating a failure to notify the EBA of their compliance status.
Reasons for Non-Compliance or No Response: Where non-compliance or lack of response is noted, the competent authority did not provide justification or explanation, which is required by the EBA Regulation.
Case-by-Case Publication: The EBA will decide on a case-by-case basis whether to publish the reasons for non-compliance or no response.
Accuracy and Responsibility: The EBA ensures the accuracy of the information provided but does not accept responsibility for the content or any reliance placed on it.
Contact Information: For more detailed information on the compliance status of a competent authority, users are advised to contact the authority directly via the EBA website.

Key Information

The document was last updated on 18 March 2016.
It serves as a reference for the EBA and other stakeholders to understand the compliance status of various financial regulators.
Non-compliance or no response from competent authorities is a concern, as it may indicate potential gaps in regulatory alignment with the EBA's guidelines.
The compliance table is the central element of the document, highlighting the status of each competent authority.

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