EBA欧洲银行-EBA-GL-2014-13-Compliance-Table-Guidelines-on-Common-procedures-26-methodologies-for-SREP_8页_231kb

报告摘要

EBA/GL/2014/13 Compliance Summary

Core Content

The document outlines the compliance status of national competent authorities and EEA-EFTA states with the EBA Guidelines – EBA/GL/2014/13 on Common procedures and methodologies for the supervisory review and evaluation process (SREP). These guidelines were published on 19th December 2014 and have been updated in subsequent years.

Compliance Status

The following table summarizes the compliance status of each competent authority:

Member State	Competent Authority	Complies or Intends to Comply
Belgium	National Bank of Belgium	Yes
Bulgaria	Bulgarian National Bank	Yes
Czech Republic	Czech National Bank	Yes
Denmark	Finanstilsynet	Yes
Germany	Bundesanstalt für Finanzdienstleistungsaufsicht	Yes
Estonia	Finantsinspektsoon	Yes
Ireland	Central Bank of Ireland	Yes
Greece	Bank of Greece	Yes
Croatia	Croatian National Bank	Yes
Spain	Banco de España	Yes
France	Autorité de Contrôle Prudentiel et de Résolution	Yes
Italy	Banca d'Italia	Yes
Cyprus	Central Bank of Cyprus	Yes
Latvia	Financial and Capital Market Commission	Yes
Lithuania	Bank of Lithuania	Yes
Luxembourg	Commission for the Supervision of Financial Sector	Yes
Hungary	Central Bank of Hungary	Yes
Malta	Malta Financial Services Authority	Yes
Netherlands	De Nederlandsche Bank	Yes
Austria	Financial Market Authority	Yes
Poland	Polish Financial Supervision Authority	Yes
Portugal	Bank of Portugal	Yes
Romania	National Bank of Romania	Yes
Slovenia	Bank of Slovenia	Yes
Slovakia	National Bank of Slovakia	Yes
Finland	Finnish Financial Supervisory Authority	Yes
Sweden	Swedish Financial Supervisory Authority	Yes
United Kingdom	Prudential Regulation Authority (Bank of England), Financial Conduct Authority (FCA), Financial Services Commission (Gibraltar)	Yes

EEA-EFTA States

Iceland: The Icelandic Financial Supervisory Authority (FME) intends to comply with the guidelines. It notes that CRD IV/CRR has not yet been incorporated into the EEA Agreement, but implementation is scheduled for 2015. Additionally, Regulation (EU) No 1093/2010 has not been incorporated due to constitutional requirements, and the EEA EFTA States are engaged in a dialogue with the EU to secure their participation in the European System of Financial Supervision.
Liechtenstein: The Financial Market Authority (FMA) acknowledges the publication of the guidelines and intends to comply with them, considering the transitional arrangements of the CRD IV/CRR legislation.
Norway: The Norwegian Financial Supervisory Authority (Finanstilsynet) complies with the guidelines.

Notes

Article 16(3) of the EBA Regulation requires competent authorities to inform the EBA whether they comply or intend to comply with each guideline. If they do not, they must provide the reasons.
The EBA does not accept responsibility for the accuracy of the information provided by competent authorities.
For further information on the current status of any competent authority, it is recommended to contact them directly.
The EBA provides contact details on its website: www.eba.europa.eu.

Key Information

Guidelines Overview: EBA/GL/2014/13 focuses on common procedures and methodologies for the SREP.
Compliance: Most competent authorities in the EU and EEA-EFTA states comply or intend to comply with the guidelines.
Transitional Arrangements: Some EEA-EFTA states, like Iceland and Liechtenstein, are in the process of implementing the guidelines and are considering transitional arrangements.
Legal Context: The CRD IV/CRR and Regulation (EU) No 1093/2010 are key legal frameworks that influence the implementation of these guidelines, though not yet fully incorporated into the EEA Agreement in some states.

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