战略与国际研究中心-PONARS-Policy-Memo-111_6页_81kb
报告摘要
The Dynamics of US-Russian Relations: A Critical Perspective - Summary
Core Content
This policy memo by Celeste A. Wallander provides a critical analysis of U.S.-Russian relations during the 1990s and suggests a path forward. It emphasizes the long-term objective of integrating Russia into the Western-based international system, which was initially supported by both U.S. and Russian expectations. However, the actual policies implemented during the decade failed to achieve this goal due to a series of missteps in economic, political, and security strategies.
Main Policy Premises
- Integration as the Goal: U.S. policy was based on the premise that integrating Russia into Western institutions would incentivize reform and foster shared security and economic interests.
- Economic Incentives: The idea was that access to Western markets and trade would create domestic interests in reform, rather than merely relying on financial aid.
- Security Cooperation: The U.S. aimed to shape Russia’s national and security interests through cooperation, not coercion.
Why the Policy Failed
1. Economic Mismanagement
- The U.S. focused on debt relief and IMF programs rather than on opening Western markets to Russian trade.
- Economic reforms were imposed by a narrow elite in Russia, lacking broad societal support.
- This led to corruption, inequities in privatization, and rent-seeking behavior, undermining the intended reform process.
2. Security Strategy Misalignment
- The U.S. overrelied on NATO as the primary security institution, despite its incompatibility with Russia’s integration goals.
- NATO enlargement and mission expansion were seen as threats to Russia’s security and sovereignty, especially in the Caucasus and Caspian regions.
- The Kosovo intervention in 1999, which occurred without UN Security Council authorization, undermined Russian trust in the U.S. commitment to multilateralism and international law.
The Link Between Kosovo and Chechnya
- Kosovo and Chechnya are intimately connected in Russian strategic thinking.
- Russia perceives NATO's involvement in Kosovo as a precedent for military intervention in other regions, including the Caucasus.
- The Kosovo model of low-casualty air campaigns influenced Russian military strategy in Chechnya, where the U.S. criticized Russia's tactics but failed to recognize the long-term implications of its own actions.
The New Russian National Security Concept
- The new Concept (as opposed to the 1997 one) reflects a shift in Russian strategic thinking.
- It identifies the unipolar dominance of the U.S. and its allies as a threat to Russia’s sovereignty and territorial integrity.
- It emphasizes international terrorism and external aggression as key threats, particularly in the Caucasus region.
- It still supports internal reform as a path to security, but now views external pressures—especially from NATO—as a major concern.
Key Recommendations
- Reorient U.S. Security Policy: The U.S. should avoid using NATO as a tool for unilateral intervention and instead focus on multilateralism and international law.
- Shift Economic Strategy: Economic integration should be based on trade access and market openness, not just financial aid.
- Rebuild Trust: The U.S. must reconsider its approach to Russian expectations and avoid the Kosovo model in other regions.
- Promote Cooperation: The U.S. should invest in institutions like the OSCE and international law to foster cooperation rather than conflict.
Conclusion
Despite the failures of the 1990s, the core premise of integration remains valid and is still a goal of the Russian leadership. However, to achieve this, the U.S. must adjust its policies to align with Russian interests and reinforce multilateral frameworks. The Caucasus crisis is now seen as a direct threat to Russia’s security, and the U.S. must address this through diplomatic and economic engagement, not military or unilateral action.
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