EBA欧洲银行-FiCos_list_2011_6页_292kb
报告摘要
Summary of Financial Conglomerates Identification (End-2010)
Core Content
This document provides a list of financial conglomerates as of end-2010, with updates up to June 24, 2011. It outlines the relevant national competent authorities and potential EU-level coordinators for each financial conglomerate. The data is subject to change due to the evolving activities of these entities.
Financial Conglomerates with Head of Group in the EU/EEA
The following financial conglomerates are identified with their respective head of group located within the EU/EEA. Each entry includes the coordinator and any additional competent authorities involved in supervision:
| Group Name | Coordinator | Relevant Competent Authorities |
|---|---|---|
| GRAWE | Finanzmarktaufsichtsbehörde (Austria) | Insurance Companies Control Service, Ministry of Finance (Cyprus), Hungarian Financial Supervisory Authority (Hungary), Insurance Supervision Agency (Slovenia) |
| RZB - UNIQA | Finanzmarktaufsichtsbehörde (Austria) | Bundesanstalt für Finanzdienstleistungsaufsicht (Germany), Hungarian Financial Supervisory Authority (Hungary), Istituto per la Vigilanza sulle Assicurazioni Private e di Interesse Collettivo (Italy), Czech National Bank (Czech Republic) |
| Wüstenrot | Finanzmarktaufsichtsbehörde (Austria) | National Bank Slovakia (Slovakia) |
| Axa (Belgium) | National Bank of Belgium (Belgium) | - |
| INVESTAR | National Bank of Belgium (Belgium) | - |
| EVROHOLD | Financial Supervision Commission (Bulgaria) | Insurance Supervisory Commission (Romania) |
| Petr Kellner (PPF) | Czech National Bank (Czech Republic) | - |
| Alm. Brand | Finanstilsynet (Denmark) | - |
| Dansk Bank | Finanstilsynet (Denmark) | Financial Supervisory Authority (Finland), Finanstilsynet (Norway), Financial Services Authority (UK) |
| OP-Pohjola Group | Financial Supervisory Authority (Finland) | Insurance Supervisory Commission of the Republic of Lithuania, Finantsinspektsoon (Estonia), Financial and Capital Market Commission (Latvia) |
| Sampo (Nordea Bank Group, If Group, Mandatum Life Group) | Financial Supervisory Authority (Finland) | Finanstilsynet (Denmark), Finansinspektionen (Sweden), Finanstilsynet (Norway) |
| ABN AMRO France | Autorité de Contrôle Prudentiel (France) | - |
| Banque Postale | Autorité de Contrôle Prudentiel (France) | - |
| BNP Paribas | Autorité de Contrôle Prudentiel (France) | Banca d'Italia (Italy), National Bank of Belgium (Belgium) |
| Credit Agricole | Autorité de Contrôle Prudentiel (France) | - |
| Credit Mutuel | Autorité de Contrôle Prudentiel (France) | - |
| Groupe BPCE | Autorité de Contrôle Prudentiel (France) | - |
| Societe Generale | Autorité de Contrôle Prudentiel (France) | - |
| Allianz | Bundesanstalt für Finanzdienstleistungsaufsicht (Germany) | Finanzmarktaufsichtsbehörde (Austria), Bulgarian National Bank (Bulgaria), Autorité de Contrôle Prudentiel (France), Hungarian Financial Supervisory Authority (Hungary), Banca d'Italia (Italy), Istituto per la Vigilanza sulle Assicurazioni Private e di Interesse Collettivo (Italy), De Nederlandsche Bank (Netherlands), Instituto de Seguros de Portugal (Portugal), DGSFP (Spain), Financial Services Authority (UK) |
| DEBEKA Group | Bundesanstalt für Finanzdienstleistungsaufsicht (Germany) | - |
| Deutsche Bank | Bundesanstalt für Finanzdienstleistungsaufsicht (Germany) | Financial Services Authority (UK) |
| DZ Bank Gruppe | Bundesanstalt für Finanzdienstleistungsaufsicht (Germany) | - |
| Inter Group | Bundesanstalt für Finanzdienstleistungsaufsicht (Germany) | - |
| Signal Iduna Gruppe | Bundesanstalt für Finanzdienstleistungsaufsicht (Germany) | Insurance Supervisory Commission (Romania), Hungarian Financial Supervisory Authority (Hungary), Swiss Financial Market Supervisory Authority (Switzerland), Polish Financial Supervision Authority (Poland), Financial Market Authority Liechtenstein (Liechtenstein) |
| Wüstenrot und Württembergische Group | Bundesanstalt für Finanzdienstleistungsaufsicht (Germany) | Czech National Bank (Czech Republic) |
| Bank of Ireland | Central Bank of Ireland (Ireland) | Financial Services Authority (UK) |
| Irish Life and Permanent | Central Bank of Ireland (Ireland) | - |
| Generali | Istituto per la Vigilanza sulle Assicurazioni Private e di Interesse Collettivo (Italy) | Finanzmarktaufsichtsbehörde (Austria), Czech National Bank (Czech Republic), Autorità de Contrôle Prudentiel (France), Bundesanstalt für Finanzdienstleistungsaufsicht (Germany), Hungarian Financial Supervisory Authority (Hungary), Banca d'Italia (Italy), De Nederlandsche Bank (Netherlands), Dirección General de Seguros y Fondos de Pensiones (Spain) |
| Gruppo Azimut | Banca d'Italia (Italy) | - |
| Gruppo Carige | Banca d'Italia (Italy) | Istituto per la Vigilanza sulle Assicurazioni Private e di Interesse Collettivo (Italy) |
| Holmo | Istituto per la Vigilanza sulle Assicurazioni Private e di Interesse Collettivo (Italy) | Banca d'Italia (Italy) |
| Intesa San Paolo S.p.A. | Banca d'Italia (Italy) | Hungarian Financial Supervisory Authority (Hungary), Istituto per la Vigilanza sulle Assicurazioni Private e di Interesse Collettivo (Italy) |
| Mediolanum | Istituto per la Vigilanza sulle Assicurazioni Private e di Interesse Collettivo (Italy) | Banca d'Italia (Italy), Banco de España (Spain) |
| Aegon | De Nederlandsche Bank (Netherlands) | Financial Services Authority (UK), Hungarian Financial Supervisory Authority (Hungary) |
| Delta Lloyd | De Nederlandsche Bank (Netherlands) | Bundesanstalt für Finanzdienstleistungsaufsicht (Germany), Financial Services Authority (UK), National Bank of Belgium (Belgium) |
| ING | De Nederlandsche Bank (Netherlands) | National Bank of Belgium (Belgium), Bundesanstalt für Finanzdienstleistungsaufsicht (Germany), Hungarian Financial Supervisory Authority (Hungary), Polish Financial Supervision Authority (Poland), Dirección General de Seguros y Fondos de Pensiones (Spain), Financial Services Authority (UK) |
| Rabo-Eureko | De Nederlandsche Bank (Netherlands) | - |
| SNS-Reaal | De Nederlandsche Bank (Netherlands) | - |
| DnB-NOR | Finanstilsynet (Norway) | - |
| Gjensidige | Finanstilsynet (Norway) | - |
| Jernbane-personalets | Finanstilsynet (Norway) | - |
| Sparebank1 | Finanstilsynet (Norway) | - |
| Storebrand | Finanstilsynet (Norway) | - |
| Terra Group | Finanstilsynet (Norway) | - |
| Leszek Czarnecki Group | Polish Financial Supervision Authority (Poland) | - |
| Banco Comercial Português (BCP) | Banco de Portugal (Portugal) | Instituto de Seguros de Portugal (Portugal) |
| Caixa Geral de Depositos (CGD) | Banco de Portugal (Portugal) | Instituto de Seguros de Portugal (Portugal) |
| Triglav Group | Insurance Supervision Agency (Slovenia) | Bank of Slovenia (Slovenia) |
| KD - AS Finančni Konglomerat | Insurance Supervision Agency (Slovenia) | Bank of Slovenia (Slovenia) |
| Agrupació Mutua/Bankpyme | Dirección General de Seguros y Fondos de Pensions (Spain) | Banco de España (Spain) |
| Avanza | Finansinspektionen (Sweden) | - |
| Nordnet | Finansinspektionen (Sweden) | - |
| Länsförsakringar | Finansinspektionen (Sweden) | - |
| Resurs | Finansinspektionen (Sweden) | - |
| SEB | Finansinspektionen (Sweden) | Finanstilsynet (Denmark), Bundesanstalt für Finanzdienstleistungsaufsicht (Germany) |
| Svenska Handelsbanken | Finansinspektionen (Sweden) | - |
| Lloyds Banking Group | Financial Services Authority (UK) | - |
| Old Mutual | Financial Services Authority (UK) | Finansinspektionen (Sweden) |
Financial Conglomerates with Head of Group Outside the EU/EEA
Head of Group in Switzerland
| Group Name | Potential Coordinator on EU-level | Relevant Competent Authorities |
|---|---|---|
| Swiss Re | Commissariat aux Assurances (Luxembourg) | Financial Services Authority (UK) |
| Zurich Financial Services | Financial Services Authority (UK) | Bundesanstalt für Finanzdienstleistungsaufsicht (Germany), Istituto per la Vigilanza sulle Assicurazioni Private e di Interesse Collettivo (Italy), Central Bank of Ireland (Ireland), De Nederlandsche Bank (Netherlands), Instituto de Seguros de Portugal (Portugal) |
Head of Group in the United States of America
| Group Name | Potential Coordinator on EU-level | Relevant Competent Authorities |
|---|---|---|
| AIG | Financial Services Authority (UK) | Autorité de Contrôle Prudentiel (France) |
| Ameriprise | Financial Services Authority (UK) | - |
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