EBA欧洲银行-EBA-REC-2017-03-CT-Rec-on-outsourcing-to-cloud-service-providers_6页_231kb
报告摘要
EBA Outsourcing to Cloud Service Providers Compliance Summary
Core Content
This document outlines the compliance status of competent authorities across the European Union (EU), European Economic Area (EEA), and other territories with the EBA's Recommendations on outsourcing to cloud service providers (EBA/REC/2017/03). The recommendations were issued on 20 December 2017 and became applicable on 1 July 2018. The EBA collects and reports the responses from national competent authorities regarding their compliance or intention to comply with the recommendations.
Compliance Status Overview
| Competent Authority | Compliance Status | Deadline | Notes |
|---|---|---|---|
| Belgium | Intends to comply | 01.07.2018 | In the process of integrating the recommendations into its regulatory framework. |
| Bulgaria | No response | - | No notification received within the two-month period. |
| Czech Republic | Complies | 12.04.2018 | Already compliant. |
| Denmark | Intends to comply | 01.01.2019 | Revised executive order planned for 2019. |
| Germany | Intends to comply | - | Compliance with the integrated version of the recommendations is expected. |
| Estonia | Complies | 09.05.2018 | Notification received. |
| Ireland | Intends to comply | 01.07.2018 | - |
| Greece | Intends to comply | 01.07.2018 | - |
| Croatia | Intends to comply | 01.07.2018 | - |
| Spain | Intends to comply | 01.07.2018 | - |
| France | Email received | - | ACPR is implementing the recommendations but will not meet the deadline of 28 May. |
| Italy | Intends to comply | 31.12.2018 | Current rules for credit institutions are compliant, but under review for investment firms. |
| Cyprus | Intends to comply | 31.12.2018 | - |
| Latvia | Complies | 09.05.2018 | Notification received. |
| Lithuania | Intends to comply | 01.07.2018 | - |
| Luxembourg | Complies | 28.05.2018 | Notification received. |
| Hungary | Intends to comply | 01.07.2018 | - |
| Malta | Intends to comply | - | Compliance expected once legislative processes are completed. |
| Netherlands | Complies | 23.05.2018 | Notification received. |
| Austria | Complies | 18.05.2018 | Notification received. |
| Poland | Complies | 30.05.2018 | Notification received. |
| Portugal | Intends to comply | 01.01.2019 | - |
| Romania | Complies | 04.06.2018 | Notification received. |
| Slovenia | Intends to comply | 01.07.2018 | - |
| Slovakia | Intends to comply | - | Compliance expected upon finalisation of draft GL on outsourcing. |
| Finland | Intends to comply | 01.07.2018 | - |
| Sweden | Complies | 28.05.2018 | Notification received. |
| United Kingdom | Intends to comply | 01.07.2018 | Both Prudential Regulation Authority and Financial Conduct Authority intend to comply. |
| Iceland | Complies | 28.05.2018 | Notification received. |
| Liechtenstein | Intends to comply | 01.12.2018 | Due to new processes, compliance expected by 1 December 2018. |
| Norway | Intends to comply | 01.07.2018 | - |
| Gibraltar | Complies | 12.06.2018 | Notification received. |
Key Information
- Application Date: 1 July 2018
- Recommendations Issued: 20 December 2017 (EBA/REC/2017/03)
- Compliance Deadline: Varies by competent authority, with most aiming for 1 July 2018 or later.
- Non-compliance: Bulgaria did not respond within the two-month period, and its status remains unclear.
- Special Notes:
- The EBA does not accept responsibility for the accuracy of the information provided by competent authorities.
- The EEA States other than the EU Member States are not required to notify compliance, and the table reflects voluntary submissions.
- If a competent authority continues to intend to comply after the application date, it is classified as non-compliant unless specific conditions are met (e.g., no relevant institutions exist, or legislative processes are underway).
- The EBA aims to integrate these recommendations into the EBA Guidelines on outsourcing, which will repeal the recommendations once the guidelines enter into force.
Main Points
- The EBA has collected responses from various competent authorities on their compliance with the outsourcing recommendations to cloud service providers.
- Most competent authorities either comply or intend to comply by the specified deadlines.
- Some authorities, like Germany and France, have partially implemented the recommendations and plan to comply with the integrated version in the future.
- Bulgaria did not respond within the required timeframe, and its status is not confirmed.
- The ECB intends to comply with the recommendations by December 2018, applying them to Significant Institutions as defined in Council Regulation (EU) No 1024/2013.
- The EBA emphasizes that compliance is case-by-case and that it will publish reasons for non-compliance if provided.
- For more detailed information, contact the respective competent authority using details available on the EBA's website.
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