2012年-世界发展银行全球_Social_Protection_in_Low_Income_Countries_and_Fragile_Situations___Challenges_and_Future_Directions_59页_1mb
报告摘要
Summary of "Social Protection in Low Income Countries and Fragile Situations: Challenges and Future Directions"
Core Content
This paper explores the challenges and future directions of social protection (SP) in low income countries (LICs) and fragile situations (FSs). It outlines the growing demand for SP programs in these contexts, influenced by the success of similar initiatives in middle income countries (MICs) and the impact of recent crises. The report emphasizes the need for resilient SP systems that address specific vulnerabilities and support sustainable development.
Main Instruments and Approaches
- Social Safety Nets: Dominant in LICs and FSs, often non-contributory due to limited formal sectors and payroll tax bases.
- Social Insurance and Employment Assistance: These become more prominent as countries develop administrative and financial capacity.
- Cash Transfers and Public Works: Widely used, especially in countries with large informal sectors, to provide immediate support and build community assets.
- Conditional Cash Transfers (CCTs): Being experimented with in several countries, including Tanzania.
- General Price Subsidies: Used in some countries, but often criticized for being regressive and unsustainable.
Trends in the World Bank's Social Protection Portfolio
- From 1998 to 2011, the World Bank committed about USD 26 billion to SP and labor programs in developing countries, representing 7% of total lending.
- Lending to IDA countries for SP tripled during this period, especially in response to the 2008-2009 crises.
- The Africa region had the largest SP portfolio (USD 4.2 billion), followed by South Asia (USD 1.7 billion).
- The Bank has supported over 300 analytical and advisory services (AAA) and technical assistance projects in the SP area.
Key Challenges
- Poverty and Vulnerability: Higher in LICs and FSs, with many households moving in and out of poverty. Crises disproportionately affect the poorest and most vulnerable.
- Administrative Capacity: Limited in LICs, with responsibilities often fragmented among multiple ministries. This hampers coordination and effective program delivery.
- Financial Constraints: LICs typically spend less on SP relative to GDP than MICs. Fiscal sustainability is a major concern.
- Political Economy Concerns: SP programs are sometimes viewed as handouts rather than investments, and there is concern about dependency and fiscal unsustainability.
Strategic Areas for Moving Social Protection Forward
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Building the Basic Blocks of SP Systems:
- Targeting
- Payments
- Monitoring and Evaluation
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Ensuring Financial Sustainability:
- Addressing fiscal constraints
- Exploring innovative financing mechanisms
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Promoting Good Governance and Transparency:
- Strengthening institutional links
- Enhancing accountability through technology and community engagement
Implications for World Bank Support
- Focus on increasing knowledge and operational effectiveness of SP programs.
- Foster institutional links between multiple SP programs.
- Use community capacity and technological innovations to overcome operational bottlenecks.
Key Findings
- SP programs in LICs and FSs are often at an early or experimental stage.
- Successful SP interventions can promote peace, social cohesion, and economic growth.
- The nature of SP in fragile and post-conflict states is different from that in LICs, often involving institutional building and protection of vulnerable groups.
- The World Bank's role includes supporting the development of national SP strategies and systems, as well as promoting knowledge generation and operational effectiveness.
Conclusion and Recommendations
- Develop national SP strategies that are context-specific and address the unique challenges of LICs and FSs.
- Prioritize programs that build institutional capacity and ensure the protection of vulnerable populations.
- Support the integration of SP systems and the use of innovative technology to improve delivery and accountability.
- Emphasize the importance of SP in achieving shared growth and social stability.
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