2015年-世界发展银行全球_How_Does_Knowledge_on_Public_Expenditures_Integrate_with_the_Design_of_Development_Policy_Operations__71页_2mb
报告摘要
Summary of "How Does Knowledge on Public Expenditures Integrate with the Design of Development Policy Operations?"
Core Content
This IEG Learning Product evaluates how knowledge on public expenditures, particularly through Public Expenditure Reviews (PERs), informs the design of Development Policy Operations (DPOs) at the World Bank. It combines portfolio reviews, case studies, and statistical analysis to assess the integration of public expenditure knowledge with DPOs and to identify good practices, missed opportunities, and areas for improvement.
Main Findings
1. Integration of Knowledge and Lending
- The World Bank has been producing a significant volume of public expenditure knowledge, which has increased over time.
- This knowledge is generally available to inform the design of DPOs in most countries with such operations.
- There is a solid degree of timeliness, availability, and thematic overlap between PER knowledge and DPOs.
- Policy dialogue continuity from PERs to DPOs is evident in many cases.
2. Key Policy Areas Influenced by PER Knowledge
- PER knowledge most frequently informs DPOs in the areas of public sector governance, social development, and human development.
- Macroeconomic and tax policies show comparatively smaller overlaps, possibly because these areas are more directly addressed in the Bank's macro-fiscal framework.
- There is a suggestion that the Bank may have "left the field" in tax policy, potentially to national authorities and the IMF, and this could be revisited.
3. Good Practices in Integration
- Successful DPOs often explicitly use PER recommendations in their design.
- These DPOs tend to have a stronger macro-fiscal framework and better IEG ratings.
- Integration is more effective in environments with long-term Bank engagement and continuous, high-quality policy dialogue.
4. Missed Opportunities
- Breaks in institutional memory and policy dialogue between PERs and DPOs can lead to missed opportunities.
- These breaks may result from time lags between the PER and DPO, changes in staff, or shifts in government priorities.
- The Bank should re-engage with countries after long periods without core diagnostics or prior dialogue to ensure full use of relevant knowledge.
5. Subnational Knowledge Engagement
- There is a potential knowledge gap in subnational levels of public expenditure analysis.
- The Bank could enhance its engagement with subnational areas to better inform DPO design.
6. Need for Systematic Analysis
- A systematic evaluation of the quality of the Bank's knowledge products, especially PERs, is needed to further improve their relevance and integration with DPOs.
Key Metrics
DPO Trends (2004–2013)
- Total DPOs analyzed: 390
- Top DPO recipients by volume:
- Mexico (US$6,916 million)
- Indonesia (US$6,250 million)
- Poland (US$4,996 million)
- Turkey (US$4,900 million)
- Colombia (US$3,650 million)
- Top DPO recipients by number of operations:
- Pakistan (16 operations)
- Colombia (14 operations)
- Networks managing DPOs:
- Poverty Reduction and Economic Management (PREM) Network: 70%
- Human Development (HD): 12%
- Sustainable Development Network (SDN): 10%
- Economic Policy: majority within PREM
PER Trends (2000–2014)
- Total PERs analyzed: 404
- Top countries with PERs:
- Indonesia (29 reports)
- Tanzania (15 reports)
- Tajikistan (13 reports)
- Uganda (11 reports)
- Ethiopia (10 reports)
- Regional distribution:
- Africa: 35%
- Europe and Central Asia: 27%
- East Asia and the Pacific: 16%
- South Asia and MENA: 5% and 4%, respectively
Thematic Focus of PERs
- Public sector governance: 90% of reports
- Social development, gender, and inclusion: 35%
- Human development: 18%
- Macroeconomic management: 15%
- Tax policy and administration: 7%
- Social safety nets: 6%
Key Recommendations
- The Bank should ensure that PER knowledge is fully integrated into DPO design, especially in areas like public sector governance and social development.
- Re-engagement with countries after long gaps in diagnostics or policy dialogue is necessary to maintain continuity.
- The Bank should consider revisiting tax policy as an area where it may have reduced its involvement.
- There is an opportunity to strengthen subnational knowledge engagement to better support DPOs.
Conclusion
The integration of public expenditure knowledge with DPOs is generally effective, but there are opportunities for improvement. The analysis highlights the importance of continuous policy dialogue, institutional memory, and the strategic use of PER insights in DPO design. It also underscores the need for a more systematic evaluation of the quality of knowledge products and their relevance to development policy operations.
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