2008年-世界发展银行全球_Ghana_-_2007_External_Review_of_Public_Financial_Management___Volume_2_Public_Procurement_Assessment_Report_106页_11mb
报告摘要
Summary of the 2007 External Review of Public Financial Management (Volume II: Public Procurement Assessment Report)
Core Content
This report is part of the 2007 External Review of Public Financial Management (ERPFM) in Ghana, conducted within the context of the Multi-Donor Budget Support (MDBS) framework. It focuses on the assessment of Ghana's public procurement system, highlighting its developments since the 2003 Country Procurement Assessment Report (CPAR), the results of the joint assessment using OECD/DAC methodology, and the outstanding challenges and key recommendations for reform.
Main Points and Findings
Public Procurement System Overview
- Public procurement in Ghana accounts for 17% of GDP and around 80% of tax revenue.
- The procurement system is closely linked to Public Financial Management (PFM) and the achievement of development goals outlined in the Ghana Poverty Reduction Strategy (GPRS II).
- The Public Procurement Model of Excellence (PPME) was developed as a tool to assess compliance and performance of procurement entities.
Developments Since 2003
- The Public Procurement Law (Act 663) was enacted in December 2003.
- The Public Procurement Authority (PPA) was established.
- Several improvements have been made, including:
- Development of standard bidding documents.
- Establishment of an appeals and complaints panel.
- Creation of a software package for procurement planning.
- Development of core short-term training modules.
- Introduction of the PPME tool for data collection and assessment.
Joint Assessment Using OECD/DAC Methodology
- The assessment was based on four pillars:
- Pillar I - Legislative and Regulatory Framework: Scored 2.3, indicating strong compliance with OECD standards.
- Pillar II - Institutional Framework and Management Capacity: Scored 1.8.
- Pillar III - Procurement Operations and Market Practices: Scored 1.8.
- Pillar IV - Integrity and Transparency: Scored 1.8.
- The PPME tool was used to generate three reports:
- Performance Assessment System (PAS): Groups qualitative KPCs into four areas.
- Performance Measurement Indicator (PMI): Presents quantitative data for 16 indicators.
- Baseline Indicator System (BIS): Links KPCs with OECD Baseline Indicators and is only produced at the national level.
- The joint assessment concluded that the quality of Ghana's public procurement system is above average.
Outstanding Challenges
- Implementation of formal and functional features: Needs to be translated into tangible results.
- Career development for procurement professionals: Requires a national standard certification and a clear career path.
- Resource mobilization: Both human and financial resources are needed to strengthen the system.
- Operational challenges:
- Delegation of authority needs to be more efficient.
- The Appeals and Complaints Panel needs to be operational and independent.
- The PPME tool needs refinement for better data validity and relevance.
- The PMI report requires improved sampling, formulae, and quality control.
- The BIS report lacks clear operational relevance and will be discontinued.
Key Recommendations
Quick Wins
| Challenges | Recommendation | Sequencing | Key Agency |
|---|---|---|---|
| Supplementing Procurement Legal Framework | Seek approval of proposed amendments to Act 663 and formalize regulations | Quick win | PPA / Parliament |
| Improving Procurement Assessment Framework | Reconsider strategy, preparation, and conduct of future self-assessments and refine the PPME tool | Quick win | PPA |
| Make operational the web-based procurement planning tool | Implement the web-based system by January 2008 | Quick win | PPA |
| Consolidate the Appeals and Complaints Panel | Strengthen its independence and publicize addressed complaints | Quick win | PPA |
Medium Term Actions
| Challenges | Recommendation | Sequencing | Key Agency |
|---|---|---|---|
| Mainstreaming Procurement | Build sustainable procurement training programs within local institutions | Medium term | PPA with Ministry of Education, universities, and private training institutions |
| Increasing Institutional Development Capacity | Establish a national standard certification system | Medium term | PPA |
| Strengthening Procurement Operations and Contract Administration | Execute the short-term training program launched in August 2007 | Medium term | PPA |
| Implementing Career Path for Procurement Professionals | Implement the recently approved career path | Medium term | PPA |
| Building Capacity of Public Procurement Market | Strengthen private sector capacity to compete for government contracts | Medium term | PPA with private sector associations |
| Strengthening internal and external scrutiny of procurement decisions | Strengthen procurement expertise among audit institutions | Medium term | PPA, GAS, and IAA |
Conclusion
The report emphasizes the importance of implementation and institutional development in strengthening Ghana's public procurement system. It calls for continuous government support and improved coordination between relevant agencies to ensure the success of procurement reforms. The PPME tool and OECD/DAC methodology are key instruments for monitoring and improving procurement performance. The main challenges include resource mobilization, improving the PPME tool, and ensuring the independence and efficiency of the Appeals and Complaints Panel. The key recommendations focus on both short-term improvements and long-term institutional development to enhance transparency, accountability, and efficiency in public procurement.
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