2023-04-27-上交所-2022_Environmental,_Social_and_Governance_ESG_Report_44页_12mb

Caitong Securities 2022 ESG Report Summary

Core Content Overview

This ESG report outlines Caitong Securities' efforts in environmental, social, and governance (ESG) management for the year 2022. As a provincial state-owned securities company in Zhejiang, the report highlights the company's commitment to sustainable development, social responsibility, and digital transformation, aligned with the goals of the Chinese government and the expectations of stakeholders.

Main Points and Key Information

1. Report Overview

• Report Type: Annual ESG/social responsibility report.
• Release Year: 2022, the 6th report since the company's listing.
• Scope: Same as the company's annual consolidated financial statements.
• Reporting Period: January 1, 2022 – December 31, 2022.
• Data Currency: Financial data presented in RMB.
• Reliability: The Board of Directors guarantees the accuracy and completeness of the report.

2. Performance Highlights

• Economic Performance:

  • Total Assets: RMB 125.69 billion
  • Operating Revenue: RMB 4.83 billion
  • Basic Earnings Per Share: RMB 0.34/share
  • Owners' Equity: RMB 32.951 billion

• Environmental Performance:

  • Environmental Revenue: RMB 23.0367 million
  • Investment in Ecological Conservation: RMB 560,000
  • Renewable Energy Usage: 53,642 kWh
  • Rainwater Recycling: 2,992 cubic meters

• Social Performance:

  • Total Employees: 3,801 persons
  • Complaint Handling Rate: 100%
  • Amount Invested in Public Welfare: RMB 35.8859 million
  • Average Training Hours per Employee: 74.52 hours
  • Customer Satisfaction: 92.21%
  • Average Voluntary Service Hours per Employee: 3.63 hours

3. ESG Management

• Guidance of Party Building: The company emphasized high-quality development under the guidance of Party building, implementing a "1+8+5" intelligent governance system by 2035.
• ESG Management System: The ESG Committee and Management Team were established, with ESG specialists at headquarters and subsidiaries. ESG was integrated into strategy, business development, corporate culture, and compliance risk control.
• Stakeholder Engagement: The company engaged with various stakeholders (shareholders, investors, customers, employees, government, suppliers, communities) through multiple channels, including meetings, surveys, and digital platforms.
• Materiality Assessment: The company identified and analyzed material issues in alignment with industry trends and stakeholder expectations, ensuring transparency and alignment with sustainable development goals.

4. Social Responsibility and Philanthropy

• Supporting Rural Revitalization: The company contributed to rural development through financial, industrial, intellectual, consumption, and condolence support.
• Public Welfare Contributions: RMB 35.8859 million was invested in public welfare projects, including education, healthcare, and cultural heritage.
• Philanthropy Initiatives: The company fostered a "Family Culture" in the workplace and promoted social harmony through community activities and charitable efforts.

5. Green Finance and Sustainable Development

• Green and Low-Carbon Operations: The company focused on low-carbon and green development, incorporating ESG factors into investment decision-making.
• Responsible Investment: The company promoted responsible investment practices and ESG standards in management and investment.
• "Dual Carbon" Goals: Efforts were made to support the national goals of carbon peaking and carbon neutrality through financial services and green operations.

6. Digital Transformation and Innovation

• Digital Reform: The company implemented the "1231" digital intelligence financial communication system and the "1314N" digital toolbox.
• Financial Technologies: Advanced technologies were used to optimize customer experience, enhance compliance, and improve ESG management.
• Digital Leadership: The company aimed to lead in digital transformation and financial technologies to support sustainable development.

7. Strategic Initiatives

• "Phoenix Action 2.0": The company supported Zhejiang's economic development by providing financial services to enterprises, especially those in the "415X" advanced manufacturing clusters.
• Supporting the Real Economy: The company focused on direct financing, investment banking, and wealth management to empower the real economy.
• Innovation in Services: It aimed to promote common prosperity through innovative financial services and support for specialized, excellent, and innovative enterprises.

8. Awards and Recognition

• The company received numerous awards in 2022, including:
  • First Prize of Financial Institutions Supporting Zhejiang's Economic and Social Development
  • Outstanding Contribution Award for Zhejiang Unimpeded Financing Project
  • Xinhua Credit Golden Orchid Cup for Responsible Investment
  • Junding Awards for various categories including investment banking, asset management, and rural revitalization.
  • Golden Bull Awards for growth investment banking and asset management.
  • Top 30 on Chinese Listed Companies Brand Value List
  • Award for Digital Transformation Achievement
  • Best Financial Technology Innovation Award

Conclusion

Caitong Securities demonstrated a strong commitment to ESG management in 2022, integrating these principles into its corporate governance, business strategies, and social responsibilities. By leveraging its professional strengths and digital transformation, the company supported the real economy, promoted green finance, and enhanced social welfare. The report reflects its dedication to sustainable development and its role in contributing to the broader goals of national modernization and common prosperity.