2001年-世界发展银行全球_Local_Institutions_Poverty_and_Household_Welfare_in_Bolivia_72页_4mb
报告摘要
Summary of "Local Institutions, Poverty, and Household Welfare in Bolivia"
Core Content
This policy research working paper by Christiaan Grootaert and Deepa Narayan explores the role of social capital and local institutions in reducing poverty and improving household welfare in Bolivia. The study is part of a broader World Bank initiative to understand how local institutions contribute to poverty reduction.
Main Findings
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Social Capital and Poverty Reduction: Social capital, particularly membership in local associations like agrarian syndicates, significantly reduces the probability of being poor. The returns to social capital investment are higher for the poor than for the rich, and for households with little land than for those with more land.
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Returns to Social Capital: The impact of social capital on household welfare is 2.5 times greater than that of human capital (e.g., education). A one-year increase in education leads to a 4.2% rise in per capita household spending, while a similar increase in social capital leads to a 9–10.5% increase.
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Types of Local Associations: In Bolivia, 62% of households belong to agrarian syndicates, 16% to production groups, 13% to social service groups, and 10% to education and health groups. Smaller numbers are part of religious and government groups.
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Key Dimensions of Social Capital: Social capital is measured across six dimensions: membership density, internal heterogeneity, meeting attendance, active participation, payment of dues, and community orientation. The strongest effect comes from the number of memberships, with active participation in an agrarian syndicate linked to an 11.5% increase in household spending, and membership in another local association linked to a 5.3% increase.
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Complementarity and Substitution: There is a relationship between informal and formal institutions. In Mizque, strong traditional institutions, supra-community linkages, and effective municipal governance create complementarity, leading to higher prosperity. In contrast, Villa Serrano shows weak traditional institutions, exclusion of the poor, and ineffective governance, resulting in lower welfare.
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Historical and Political Context: Bolivia has a long history of ethnic and social stratification. Indigenous groups, especially Aymara and Quechua, face higher poverty rates. The 1952 agrarian reform redistributed land and incorporated peasant organizations into the state. Decentralization in the 1990s shifted responsibilities to municipalities and involved local grassroots organizations in governance.
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Regional Differences: The study covers four municipalities: Charagua, Mizque, Tiahuanacu, and Villa Serrano, each with distinct socio-economic and environmental conditions. Mizque is the most prosperous, while Villa Serrano is the poorest.
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Migration and Social Capital: Migration to cities is influenced by economic opportunities. In Tiahuanacu, proximity to La Paz allows for continued contact with local areas, whereas in Villa Serrano, migration leads to social fragmentation. Reverse migration occurs when local opportunities improve, particularly among indigenous groups.
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Role of NGOs and External Agents: The study suggests that NGOs and external agents can play a critical role in fostering pro-poor social capital, especially in areas with weak local institutions.
Key Information
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Data Collection: The study combines qualitative and quantitative data from the Local Level Institutions (LLI) Study, which includes interviews with community leaders and focus groups, as well as a household survey.
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Household Sample: A total of 1,000 households were surveyed across four municipalities. The sample included a balanced representation of male and female respondents (approximately 50% each) and a mix of household heads and spouses.
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Methodology: Social capital is measured through six dimensions, including membership density, heterogeneity, meeting attendance, active participation, dues payment, and community orientation. The study also examines the interplay between social capital and other factors such as access to credit, community assistance, and collective action.
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Policy Implications: The paper highlights the importance of tailoring policies to local contexts, recognizing the role of social capital in poverty reduction, and the need for inclusive governance that supports community organizations.
Conclusion
The paper concludes that social capital is a crucial asset for poverty reduction in Bolivia. It emphasizes the need for policies that support local institutions and recognize the complex interplay between formal and informal structures, history, and politics in shaping social capital and household welfare. The study also underscores the importance of understanding regional differences and the role of external agents in fostering inclusive development.
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