2010年-FCA英国金融行为监管局_societies_prosecuted_2009_2页_195kb
报告摘要
社会组织处罚总结（2009年）
核心内容概述
本总结汇总了2009年根据《友好协会法1974》和《工业与保障协会法1965》对若干社会组织的处罚情况。这些处罚主要与未提交年度报告有关，反映了监管机构对社会组织合规性的重视。
社会组织处罚详情
根据《友好协会法1974》处罚的社会组织
| 社会组织注册号 | 社会组织名称 | 听证日期 | 处罚金额 | 未提交年度报告年份 |
|---|---|---|---|---|
| 870W | Lee Working Men's Club and Institute | February 11, 2009 | £750 | 2005, 2006, 2007 |
| 73W | Willaston Social Club | February 11, 2009 | £600 | 2005, 2006, 2007 |
| 2809W | Dudley Hill Amateur Rugby League and Athletic Club | February 17, 2009 | £100 | 2005, 2006, 2007 |
| 99BEN | Bookbinders Charitable Society | March 5, 2009 | £300 | 2005, 2006, 2007 |
| 2101W | Moorends Social Club and Institute | March 5, 2009 | £300 | 2005, 2006, 2007 |
| 1938W | Goole Working Men's Club and Institute | March 12, 2009 | £150 | 2005, 2006, 2007 |
| 2767W | Railway Club & Institute* | March 12, 2009 | £150 | 2005, 2006, 2007 |
| 161W | Church Gresley Memorial Hall Club and Institute | March 26, 2009 | £750 | 2005, 2006, 2007 |
| 238W | Custom House Working Men's Social Club & Institute | April 8, 2009 | £1,800 | 2006, 2007, 2008 |
| 808W | Foxhills Club | April 11, 2009 | £150 | 2005, 2006, 2007 |
| 797W | Gainsborough and District Liberal Club | April 15, 2009 | £300 | 2005, 2006, 2007 |
| 1966W | Ivanhoe Working Men's Club and Institute | April 30, 2009 | £300 | 2005, 2006, 2007 |
| 426W | Westgate -On-Sea Social Club | May 18, 2009 | £300 | 2005, 2006, 2007 |
| 2432W | Hurst Farm Social Club | May 21, 2009 | £240 | 2005, 2006, 2007 |
| 1655W | Scholes, St Georges Working Men's Club | June 9, 2009 | £300 | 2005, 2006, 2007 |
| 1272W | Suffield Lodge Working Men's Club | June 15, 2009 | £300 | 2005, 2006, 2007 |
| 1551W | Abbeydale Community Club | August 1, 2009 | £1,050 | 2005, 2006, 2007 |
| 1229W | Essington Broad Lane Social Working Men's Club and Institute | August 10, 2009 | £515 | 2005, 2006, 2007 |
| 233W | East Ham Working Men's Social Club | August 14, 2009 | £1,500 | 2005, 2006, 2008 |
根据《工业与保障协会法1965》处罚的社会组织
| 社会组织注册号 | 社会组织名称 | 听证日期 | 处罚金额 | 未提交年度报告年份 |
|---|---|---|---|---|
| 20433R | Bournemouth Ace Housing Association Limited | January 22, 2009 | £450 | 2005, 2006, 2007 |
| 12981R | Codsall Legionaires Club Limited | March 31, 2009 | £715 | 2005, 2006, 2007 |
| 29414R | Brighton Football Club (R.F.U) Limited | April 16, 2009 | £750 | 2006, 2007, 2008 |
| 11223R | Twynyffald Workmen's Social Club and Institute Limited | July 2, 2009 | £300 | 2005, 2006, 2007 |
| 12845R | Hatfield Trades and Labour Club Limited | July 3, 2009 | £900 | 2005, 2006, 2007 |
| 9296R | Brighton Royal British Legion Club Limited | July 9, 2009 | £900 | 2005, 2006, 2007 |
| 15943R | Trinant Sports and Social Club Limited | July 23, 2009 | £450 | 2005, 2006, 2007 |
| 21308R | Nottingham Royal Naval Association Club Limited | August 12, 2009 | £225 | 2005, 2006, 2007 |
| 19445R | Conservative Club Hatfield | August 7, 2009 | £3,000 | 2005, 2006, 2007 |
| 23939R | CLWB Y Bont Club | August 28, 2009 | £900 | 2006, 2007, 2008 |
| 12358R | Simonside Social Workmen's Club and Institute Limited | December 4, 2009 | £1,500 | 2006, 2007, 2008 |
| 16489R | Padley Housing Association Limited | December 16, 2009 | £600 | 2006, 2007, 2008 |
主要观点
- 处罚原因：大部分社会组织因未按规定提交年度报告而受到处罚，反映了监管机构对合规性的严格要求。
- 处罚金额：罚款金额从£100到£3,000不等，显示了根据违规情况的严重程度而有所不同。
- 时间范围：违规年度报告主要集中在2005至2008年，表明这些组织在近几年内未能履行其法定报告义务。
- 社会组织类型：涉及多种类型的社会组织，包括工作俱乐部、住房协会、体育与社交俱乐部等，显示了处罚的广泛性。
- 听证日期：处罚听证日期集中在2009年上半年，表明监管机构在该年度对社会组织的合规性进行了集中审查。
关键信息
- 法律依据：处罚依据为《友好协会法1974》和《工业与保障协会法1965》。
- 数据范围：涵盖了多个地区的社会组织，包括但不限于英国的伯明翰、哈特菲尔德、诺丁汉等。
- 合规要求：社会组织有义务按时提交年度报告，否则可能面临法律处罚。
- 处罚机制：监管机构通过听证会确定处罚金额，确保违规行为得到适当处理。
总结
2009年，英国多个社会组织因未提交年度报告而受到《友好协会法1974》和《工业与保障协会法1965》的处罚。这些处罚体现了监管机构对社会组织合规性的重视，同时也反映了部分组织在履行法定义务方面的不足。罚款金额因违规情况而异，从最低的£100到最高的£3,000，说明了违规行为的严重性。监管机构在该年度对社会组织的合规性进行了集中审查，确保法律的严格执行。
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