EBA欧洲银行-EBA-GL-2016-09-CT-GLs-corrections-to-modified-duration-for-debt-instruments_5页_227kb

报告摘要

EBA Guidelines Compliance Summary

Overview

This document outlines the compliance status of national competent authorities (NCAs) and EU institutions with the EBA's Guidelines on corrections to modified duration for debt instruments under the second subparagraph of Article 340(3) of Regulation (EU) 575/2013 (EBA/GL/2016/09). The guidelines were issued on 04 January 2017 and became applicable on 1 March 2017.

Compliance Status by Member States

Member State	Competent Authority	Compliance Status	Comments
Belgium	National Bank of Belgium	Yes	As at 01.03.2017, notification date.
Bulgaria	Bulgarian National Bank	Yes	As at 06.03.2017, notification date.
Czech Republic	Czech National Bank	Intends to comply	By 01.03.2017
Denmark	Danish Financial Supervisory Authority	Yes	As at 06.03.2017, notification date.
Germany	Bundesanstalt für Finanzdienstleistungsaufsicht	Yes	As at 06.03.2017, notification date.
Estonia	Finantsinspektsoon	Yes	As at 16.02.2017, notification date.
Ireland	Central Bank of Ireland	Yes	As at 28.02.2017, notification date.
Greece	Bank of Greece	Intends to comply	By 31.05.2017
Croatia	Croatian National Bank	Yes	As at 27.02.2017, notification date.
Spain	Banco de España	Yes	As at 02.03.2017, notification date.
France	ACPR	Yes	As at 28.02.2017, notification date.
Italy	Bank of Italy	Intends to comply	By the time necessary to modify the relevant regulation (presumably by December 2017).
Cyprus	Central Bank of Cyprus	No response	No notification of compliance was received by the EBA within the two-month time limit.
Latvia	Financial and Capital Market Commission	Intends to comply	By 01.06.2017
Lithuania	Bank of Lithuania	Intends to comply	By 31.03.2017
Luxembourg	CSSF	Intends to comply	By 31.03.2017
Hungary	Magyar Nemzeti Bank	Yes	As at 06.03.2016, notification date.
Malta	Malta Financial Services Authority	Intends to comply	By such time as the necessary legislative or regulatory proceedings have been completed.
Netherlands	De Nederlandsche Bank	Yes	As at 14.03.2017, notification date.
Austria	Austrian Financial Market Authority	Yes	As at 03.03.2017, notification date.
Poland	Komisja Nadzoru Finansowego	Yes	As at 06.03.2017, notification date.
Portugal	Banco de Portugal	Yes	As at 03.03.2017, notification date.
Romania	National Bank of Romania	Yes	As at 27.02.2017, notification date.
Slovenia	Bank of Slovenia	Intends to comply	By 01.03.2017
Slovakia	National Bank of Slovakia	No	The Guidelines are not relevant for the Slovak banking sector.
Finland	FIN-FSA	Yes	As at 01.03.2017, notification date. Amendments to regulations have been made.
Sweden	Finansinspektionen	Yes	As at 06.03.2017.

Compliance Status by EEA-EFTA States

EEA-EFTA State	Competent Authority	Compliance Status	Comments
Iceland	Financial Supervisory Authority, Iceland	Intends to comply	By 01.07.2017
Liechtenstein	Financial Market Authority Liechtenstein (FMA)	Yes	As at 06.03.2017, notification date.
Norway	Financial Supervisory Authority of Norway	Intends to comply	By such time as the necessary legislative or regulatory proceedings have been completed.

Compliance Status by European Territories under Article 355(3) TFEU

Territory	Competent Authority	Compliance Status	Comments
Gibraltar	Financial Services Commission (Gibraltar)	Yes	As at 07.02.2017, notification date.

Notes

Compliance Deadline: The guidelines became applicable on 1 March 2017.
Non-Compliance Definition: If a competent authority continues to intend to comply after the application date, it will be considered "non-compliant" unless specific conditions are met (e.g., the guidelines are not applicable or legislative proceedings are ongoing).
Responsibility: The EBA cannot be held responsible for the accuracy of the information provided by the competent authorities.
Contact: For further information, contact the respective competent authority directly. Details can be found on the EBA's website: www.eba.europa.eu.

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